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This website does not constitute an offer to sell or a solicitation of an offer to purchase securities of any particular type or in any specific entity or real estate property. Definitive offering materials regarding any particular securities will be provided to prospective investors before any offer or sale is made.
Any real estate investments or other securities that may be offered by or through Oak River Investments, Inc. will not be guaranteed by the Company, will not constitute savings or deposit accounts of any financial institution and will not be insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency, and may lose value. Prospective investors must read the applicable offering memorandum, prospectus or other offering materials prior to making any investment.
Oak River Investments, Inc. does not provide tax advice or legal counsel and this website does not constitute tax or legal advice. Each prospective investor should consult his own attorney, accountant or other professional advisor as to legal, tax and other related matters concerning any investment offered by or through the Company. No person has been authorized by the Company to provide any information or make any representation inconsistent with information and representations contained in the definitive offering materials relating to any particular investment or securities.
The photographs shown on this website may be representative of the types of properties that the Company believes could be available through the Company for investment opportunities. However, there can be no assurances that the actual properties and investments will bear any resemblance to such photographs. Prospective investors must look to only the descriptions of properties set forth in the definitive offering materials relating to specific investment opportunities.
This website does not constitute an offer to sell or a solicitation of an offer to purchase securities of any particular type or in any specific entity or real estate property, or to provide any specific professional services. Securities and professional services will only be offered and sold by Oak River Investments, Inc. in states where Oak River Investments, Inc. is licensed as a broker-dealer.
Oak River is a member of the Securities Investor Protection Corporation (SIPC). To obtain information about SIPC, including the SIPC brochure, you may contact SIPC on the web at www.sipc.org or by telephone at (202) 371-8300.
Privacy Policy
The confidentiality of client personal financial information is of paramount importance to
Oak River Investments, Inc., and the Company will remain vigilant in protecting their privacy.
To serve client needs our Company collects information from clients and about themselves as individuals or entities. Some of this information is collected to satisfy certain legal and regulatory requirements, while other information is collected so accounts may be serviced effectively. Examples of the information collected includes: information from the account application and other forms, such as name, address, Social Security number, telephone number, employment information, income, net worth, investment experience, and other information to service accounts effectively. Oak River Investments, Inc. may also collect information from consumer reporting agencies. Information provided by clients upon visits in person, over the telephone, through the mail or via e-mail. Information about financial transactions, including securities purchased and sold, fund transfers, account balances, and other account activities.
Oak River Investments, Inc. does not sell personal financial information to anyone. However, the Company does disclose personal information to third parties or outside companies that help process transactions or to service accounts. One such company is the trustee which processes transactions and acts as the account custodian. Our Company may also provide information to outside service providers that print and mail account statements. Any outside company or third party provider must limit their use of client information to the purpose for which it was provided.
Oak River Investments, Inc. may also provide the client’s personal information when permitted or required by law or regulation. Examples include: providing information in response to a subpoena or court order, to cooperate with regulators, governmental authorities or law enforcement authorities, or in response to a request from a consumer reporting agency.
Outside of these circumstances, our Company will not provide client’s personal information to third parties unless specifically asked to do so.
Oak River Investments, Inc. restricts access of client personal financial information to personnel who require that information to service their business. All employees are trained regarding the policies and procedures encompassed by this privacy policy. Our Company maintains physical, electronics and procedural safeguards to guard client personal information. This privacy policy applies to all current and former clients. If in the future this privacy policy needs to change for any reason, the Company will provide clients with written notification of the change, allowing clients the opportunity to opt-out.
Business Continuity Plan
Oak River Investments, Inc. has developed a Business Continuity Plan on how the Company will respond to events that significantly disrupt business. Since the timing and impact of disasters and disruptions is unpredictable, the Company must be flexible in responding to actual events as they occur.
If after a significant business disruption, clients cannot contact the Company as normal at (513) 898 0860, direction should be turned to this site (www.oak-river.com). In addition, clients may attempt to send an email to awb@oak-river.com. If the Company cannot be accessed through either of these means, the client should wait to hear from Oak River Investments, Inc. Account representatives of the firm will contact clients by whatever means are available (phone, email, or written correspondence) to provide information and further means of contact.
Oak River Investments, Inc. plans to quickly recover and resume business operations after a significant business disruption and respond by safeguarding employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing customers to transact business. In short, this Business Continuity Plan is designed to permit the Company to resume operations as quickly as possible, given the scope and severity of the significant business disruption. This Business Continuity Plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with clients, employees, and regulators; alternate physical locations of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring the clients prompt access to their funds and securities if the Company is unable to continue business.
Significant business disruptions can vary in their scope, such as: only the Company, a single building housing the firm, business district where the firm is located, city where the firm located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only the Company or building housing it, Oak River Investments, Inc. will transfer operations to a local site when needed and expect to recover and resume business within one business day. In a disruption affecting the business district, city, or region, operations will be transferred to a site outside the affected area, and recover and resume business within three business days. In either situation, Oak River Investments, Inc. plans to continue in business, and notify clients either through via phone, if available (513 898 0862), through email (awb@oak-river.com), or through this site (www.oak-river.com), which will provide information about how to contact the Company. If the significant business disruption is so severe that it will prevent the Company from remaining in business, the clients will be assured prompt access to their funds and securities.
Customer Identification Program Notice
To help the government fight the funding of terrorism and money laundering activities, Federal Law requires financial institutions to obtain, verify and record information that identifies each person who opens an account.
When an individual or entity opens an account, the financial firm is required to collect information such as the following: name, date of birth, address, identification number-- for U.S. Citizen: tax payer identification number (social security number or employer identification number) and for Non-U.S. citizens: tax payer identification number, passport number, and country of issuance, alien identification card number, or government issued identification showing nationality, residence, and a photograph. Additionally, a copy of a valid driver’s license is required. A corporation, partnership, trust or other legal entity may need to provide other information, such as its principal place of business, local office, employer identification number, certified articles of incorporation, government issued business license, a partnership agreement, or a trust agreement. U.S. Department of Treasury, Securities and Exchange rules already require an individual/entity opening a new account with a financial institution to provide most of this information. These rules also require additional information, such as net worth, annual income, occupation, employment information, investment experience and objectives, and risk tolerance.
If the information requested for identity is not provided, or the identity cannot be verified, the financial institution may not be able to open an account or carry out any transaction if this information is not provided. If the firm has already opened an account, it may have to close it.
Be sure to check our available TIC and DST properties, which are updated daily.
